form5-cjs1.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 5
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed
pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a)
of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
[_] Form 3 Holdings Reported
[_] Form 4 Transactions Reported
- Name and Address of Reporting Person:
Frankenfield, Michael D.
FactSet Research Systems Inc.
One Greenwich Plaza
Greenwich, CT 06830
- Issuer Name and Ticker or Trading Symbol
FACTSET RESEARCH SYSTEMS INC. (FDS)
- IRS Identification Number of Reporting Person, if an entity (voluntary)
N/A
- Statement for Month/Date/Year
10/15/02
- If Amendment, Date of Original (Month/Year)
N/A
- Relationship of Reporting Person to Issuer (Check all applicable)
[_] Director
[_] 10% Owner
[X] Officer (* give title below)
[_] Other (specify below)
* Senior Vice President and Director of Sales and Marketing
- Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person |
TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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4. |
5. |
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Securities Acquired (A) |
Amount of |
6. |
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or Disposed of (D) |
Securities |
Ownership |
7. |
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(Instr. 3, 4 and 5) |
Beneficially |
Form: |
Nature of |
| 1. |
2. |
3. |
––––––––––––––– |
Owned at End |
Direct (D) |
Indirect |
| Title of |
Transaction |
Transaction |
(A) |
of Issuer's |
or |
Beneficial |
| Security |
Date |
Code |
or |
Fiscal Year |
Indirect (I) |
Ownership |
| (Instr.3) |
mm/dd/yy |
(Instr. 8) |
Amount (D) Price |
(Instr. 3 and 4) |
(Instr. 4) |
(Instr. 4) |
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| FactSet Research |
11/30/01 |
P |
52 A $21.760 |
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| Systems Inc. |
02/28/02 |
P |
1 A $25.415 |
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| Common Stock |
05/31/02 |
P |
1 A $27.710 |
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08/30/02 |
P |
1 A $21.080 |
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12/21/01 |
P |
46 A $34.580 |
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03/21/02 |
P |
42 A $37.250 |
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06/21/02 |
P |
68 A $29.170 |
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08/30/02 |
P |
355 A $24.800 |
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234 |
I |
By Spouse |
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106,928 |
D |
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TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(e.g., puts, calls, warrants, options, convertible securities)
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9. |
10. |
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Number |
Owner- |
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7. |
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of |
ship |
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5. |
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Title and |
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Deriv- |
of |
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2. |
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Number of |
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Amount |
|
ative |
Deriv- |
11. |
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Conver- |
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Derivative |
6. |
of Underlying |
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Secur- |
ative |
Nature |
| |
sion |
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Securities |
Date |
Securities |
|
ities |
Secur- |
of |
| |
or |
|
|
Acquired (A) |
Exercisable and |
(Instr. 3 and 4) |
8. |
Bene- |
ity: |
In- |
| |
Exercise |
|
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or Disposed |
Expiration Date |
––––––––––––– |
Price |
ficially |
Direct |
direct |
| 1. |
Price |
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4. |
of (D) |
(mm/dd/yy) |
Amount |
of |
Owned |
(D) or |
Bene- |
| Title of |
of |
3. |
Trans- |
(Instr. 3, 4 |
–––––––––––––– |
or |
Deriv- |
at End |
In- |
ficial |
| Derivative |
Deriv- |
Trans- |
action |
and 5) |
Date Expira- |
Number |
ative |
of |
direct |
Owner- |
| Security |
ative |
action |
Code |
–––––––––––– |
Excer- tion |
of |
Security |
Year |
(I) |
ship |
| (Instr. 3) |
Security |
mm/dd/yy |
(Instr. 8) |
(A) (D) |
cisable Date |
Title Share |
(Instr. 5) |
(Instr. 4) |
(Instr. 4) |
(Instr. 4) |
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| FactSet Research |
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95,000 |
D |
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| Systems Inc. |
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| Stock Options |
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Explanation of Responses:
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Signature of Reporting Person |
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| Date: |
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October 15, 2002 |
/s/ Michael D. Frankenfield |
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Michael D. Frankenfield |
** Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
